Summary

Responsibilities

1. Developing and implementing compliance policies and procedures that ensure the organization complies with legal and regulatory requirements.
2. Conducting KYC / AML risk assessments and developing strategies and plans to mitigate those risks.
3. Monitoring compliance with laws, regulations, and industry standards, and identifies areas of non-compliance.
4. Providing training and education to employees on compliance-related issues, such as anti-bribery, anti-corruption, and data privacy.
5. Investigating compliance related incidents, complaints, or concerns, and takes appropriate action to address them.
6. Reporting to senior management and regulatory bodies on the organization's compliance status.
7. Maintaining records of compliance activities, including audits and investigations, to ensure that the organization is meeting its regulatory requirements.
8. Developing and maintaining relationships with regulatory bodies and auditors to ensure that the organization is up-to-date on regulatory changes and compliance expectations.

Requirement

1. Bachelor’s degree in Law, Business Administration or relevant field.
2. ACAMS, ICA or CFE certification preferred
3. Minimum 5 years experience in AML/KYC or general compliance experience within a Bank or relevant FinTech company
4. Knowledge of business operations of customers such as Money Services Businesses, Casinos, NGOs, cryptocurrency-related businesses and other higher-risk entities
5. Strong knowledge of industry processes and regulations.
6. Outstanding communication and interpersonal abilities.
7. An analytical mindset with excellent organizational skills.

Skills

• Communications Skills
• Legal Consulting
• Team Collaboration